New Case Study: Resuming Trading Following a Trading Suspension
Coral Capital Advisors has published a new Case Study: Case Study # 10: Case Study #10: Resuming Trading on the OTC Following a Trading Halt
In this Case Study we take a look at what it takes to get a Client’s shares back trading on the Over-the-Counter (OTC) Market following a trading suspension several years earlier by the Securities Exchange Commission (SEC). This is an important issue for any company that has ever had the trading in its securities suspended for any reason. A 15c2-11 application is far more complicated than normal following a trading suspension. Usually there is a limited amount of time to regain trading in a company’s shares before financial difficulties make this too difficult of a task to complete.
Please feel free to check out this and our other case studies on our Case Studies page.
About Coral Capital Advisors
Coral Capital Advisors is an independent consulting and advisory firm focused on companies and participants in the lower and middle markets. We partner with our clients to provide cost effective solutions to real world issues and situations. Our experienced team brings a diverse set of skills that allows us to service a wide variety of needs. Our area of services and expertise focuses on bringing services and solutions to our clients that are normally only available to much larger firms. Coral Capital Advisors, LLC. provides services to Investment Banks, Private Equity Funds, investors, and both privately held and publicly traded companies, as well as various stakeholders in those organizations. This has included international public companies with operations on three (3) continents to smaller privately held domestic companies. Our experience in the areas of corporate advisory, due diligence reviews, and regulatory compliance allows for a cost effective and efficient solution to the issues at hand. Please feel free to contact our offices to see how we may be of assistance.