New Case Study: Resuming Trading Following a Trading Suspension Coral Capital Advisors has published a new Case Study: Case Study # 10: Case Study #10: Resuming Trading on the OTC Following a Trading Halt In this Case Study we take…
DTC Physical Securities Processing Update
DTC Physical Securities Processing Update Here is where we are at with DTC Physical Securities Processing. DTC has been changing its position on physical securities processing faster than we were able to post updates. On April 8th, 2020 DTC announced…
DTC to Resume Physical Certificate Processing
DTC to Resume Physical Certificate Processing DTC announced late Wednesday March 26th, that it was set to resume physical certificate processing on Monday March 30th. On Friday March 20th, DTC announced it was suspending physical certificate processing due to the…
DTC Suspends Physical Certificate Processing Due to COVID 19
DTC Suspends Physical Certificate Processing Due to COVID 19 A quick note to everyone concerning physical certificate processing by DTC. We received the following notice from DTC after the market closed on Friday March 20th, 2019. DTC is suspending physical…
Questions in Request for Comments on Changes to Rule 15c2-11
Questions in Request for Comments on Changes to Rule 15c2-11 A couple of weeks ago, we published an article announcing the Securities and Exchange Commission (SEC) had officially published proposed changes to Rule 15c2-11. Officially tiled “Publication or Submission of…
Initial Statement on Proposed Changes to Rule 15c2-11
Coral’s Initial Statement on Proposed Changes to Rule 15c2-11 A couple of weeks ago, we published an article announcing the Securities and Exchange Commission (SEC) had officially published proposed changes changes to Rule 15c2-11. Officially tiled “Publication or Submission of…