Category: DTC Eligibility

DTC Physical Securities Processing Update

DTC Physical Securities Processing Update Here is where we are at with DTC Physical Securities Processing. DTC has been changing its position on physical securities processing faster than we were able to post updates.  On April 8th, 2020 DTC announced…

DTC to Resume Physical Certificate Processing

DTC to Resume Physical Certificate Processing DTC announced late Wednesday March 26th, that it was set to resume physical certificate processing on Monday March 30th.  On Friday March 20th, DTC announced it was suspending physical certificate processing due to the…

DTC Suspends Physical Certificate Processing Due to COVID 19

DTC Suspends Physical Certificate Processing Due to COVID 19 A quick note to everyone concerning physical certificate processing by DTC.  We received the following notice from DTC after the market closed on Friday March 20th, 2019.  DTC is suspending physical…

Resolving a NASDAQ Trading Halt Due to a Lack of DTC Eligibility

Resolving a NASDAQ Trading Halt Due to a Lack of DTC Eligibility It is a common misperception that if a company applies for an exchange listing that it is automatically DTC Eligible upon approval for trading the exchange.  This is…